It's unusual what sort of little house planning firm has chose to placement itself like a full service lawyer, and employ a former government attorney with inadequate abilities to start a securities and broker-dealer compliance exercise. Sylvia Scott displayed our little public organization regarding the SEC compliance problems. Apart from the surprisingly large statement from Freeman Freeman & Smiley, there is nothing that stood out with Sylvia Scott. She'd to analyze the standard problems - the type authorized concerns our common advice (three years out-of law-school) understood in the top of his mind. The underside line is the fact that we created an undesirable option in attorneys (and lawyers) - a costly lession for the next time.
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