The following is a brief breakdown of publicly available information regarding Seth Grano CFP, his securities sales practices, and his FINRA regulatory history.
Seth Erik Grano is a FINRA Registered Representative who is currently employed by brokerage firm Centaurus Financial based in Anaheim, California. Over the years, he has had frequent changes of employers within the industry. Since Mr. Grano has been with ten (10) different firms in as many as eight (8) different states.investors should be aware that Mr. Grano has at least two (2) customer disputes on his FINRA Broker Report (or CRD), and his current employer, Centaurus Financial, has numerous reportable events.
According to Mr. Grano's CRD, clients have alleged misrepresentation regarding investments as well as activities involving the following investment products (among others) which were alleged to be unsuitable: annuities, direct investment — DDP and LP interest, equipment leasing, and real estate security.
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