Complaint / Review
Joseph LaRocco
Alvin Donovan, Lead Dog Capital Partners, Equity Partners Fund SEC Proceeds agains LeadDog Capital for Fraud, Joseph Larocco of LeadDog is partners with Alvin Donovan at Equity Partners Fund

The SEC instituted administrative proceedings against unregistered investment adviser LeadDog Capital Markets LLC and its general partner Joseph LaRocco for misrepresenting or failing to disclose material information to investors in the LeadDog Capital LP fund.

Joseph LaRocco also works with Alvin Donovan of Equity Partners Fund. This makes me wonder what sort of shenanigans mayalso be going on with Equity Partners Fund.

Http://www.sec. Gov/news/press-252.htm

LeadDog case

Ken C. Joseph

Assistant Director, Asset Management Unit, SECs New York Regional Office

212-336-0097