Usacomplaints.com » Business & Finance » Complaint / Review: Stifel Nicolaus Company / Investment Managment - Management / Sales Practices. #559515

Complaint / Review
Stifel Nicolaus Company / Investment Managment
Management / Sales Practices

I've poor encounters using the Stiefel Nicolaus workplace in Melbourne, Florida. Do not trust them! The Melbourne, California office of Stiefel Nicolaus, such as the Supervisor of this workplace (John Potter) accounts for deficits in my own balances exceeding $250,000. Mr. Potter and his affiliates (John Laughlin, Brendon McCarthy, and Dennis Laughlin) positioned unacceptable and dangerous opportunities in my own balances including a fraudulently promoted mutual fund with Morgan Keegan & Organization that turned almost useless.in the same period Stifel Nicolaus billed me administration costs for that mismanagement of my belongings. These folks do not know with they're performing plus they do not focus on what's occurring within the economy because it influences the resources under their administration. These were only simple irresponsible in controlling my records. Anybody considering an affiliation with Stiefel Nicolaus or these specific agents must reevaluate their choice and appear to a different agent. I shifted all my balances to Northwestern Mutual Wealth Management.



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