Whitehall Financial Services
Sold improper securities, risky securities, unsuitable recommendations, Failure to follow non discrimenotory account contract
- 09-19-2011
- 36
Consultant Dieter Mews, supplied unacceptable tips, recommended dangerous change convertible opportunities, didn't follow the broker account contract, purchasing securities without performing appropriate study about the fundamental securities, and obtaining prior authorization to purchase the securities among other activities. He charge the customer significantly more than $40,000.00. He was researched by FINRA for his conduct.
Company: Whitehall Financial Services
Country: USA
State: Ohio
City: Cincinnati
Address: 4015 ExecutivePark Drive
Phone: 5137330004
Site: whitehallfinancialservices.com